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Figure. Hypoxia in atherogenesis. This figure illustrates selected examples 
of the manifold effects of hypoxia in atheromata; see text for explanation. 
15-LOX-2 indicates 15-lipoxygenase-2; ABCA1, ATP-binding cassette A 1; FA, fatty 
acid; GLUT-1, glucose transporter 1; HIF-1¦Á, hypoxia-inducible factor 1¦Á; 
HMG-CoA, hydroxymethylglutaryl coenzyme A; IL, interleukin; MMP, matrix 
metalloproteinase; VCAM-1, vascular cell adhesion molecule 1; VEGF, vascular 
endothelial growth factor.
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Hypoxia Stimulates Plaque Angiogenesis
Pathologists have long appreciated the microvasculature of plaques. The rise of 
Judah Folkman's concept of tumor angiogenesis as a growth-promoting mechanism in 
malignancy stimulated parallel thinking in atherosclerosis research.5 Plaque 
neovessels may stimulate lesion growth and provide a portal with a large surface 
area for penetration of inflammatory cells. Fragile neovessels in atheromata, as 
in the diabetic retina, may prove prone to hemorrhage. Extravasated erythrocytes 
furnish a local depot of cholesterol-rich red cell membranes and of heme, a 
source of iron¡ªwhich is a catalyst for oxidative stress. Thrombosis in situ may 
elicit cycles of thrombin-mediated smooth-muscle cell (SMC) migration and 
proliferation and hence lesion growth. Thus the neovessels stimulated through 
the hypoxia-inducible factor (HIF)/vascular endothelial growth factor (VEGF) 
axis in response to hypoxia may promote intraplaque hemorrhage, lesion growth, 
recruitment of inflammatory cells, and oxidative stress.
Hypoxia Alters Glucose Metabolism in the Atherosclerotic Plaque
Through the regulation of glucose transporters (eg, GLUT-1) and enzymes that 
capture glucose within the cell (hexokinases), hypoxia augments glucose 
utilization by plaque cells¡ª notably, the mononuclear phagocytes that abound in 
many lesions.6 A shift to anaerobic glycolysis leads to lactate overproduction 
and lowers the pH prevailing in plaques. Hypoxia-driven increases in glucose 
uptake, incidentally, provide an opportunity to image plaque metabolism. 
Fluorodeoxyglucose (FdG), a tracer commonly used in tracking tumors using 
positron emission tomography, accumulates in some atherosclerotic plaques.7 The 
avidity of atheromata for FdG uptake may provide a clinical window on some of 
the metabolic shifts associated with hypoxia.6
Could accelerated glucose utilization, and energy substrate depletion due to 
reduced delivery, alter plaque biology? Anerobic glycolysis yields much less 
adenosine triphosphate (ATP) per glucose molecule than does oxidative 
metabolism. Reduced ATP availability may promote mitochondrial and 
extramitochondrial pathways of apoptosis in the plaque. Furthermore, hypoxia 
causes an imbalance between electron transport and the intracellular O2 
concentration that leads to the production of reactive oxygen species and 
oxidative stress, further predisposing to cell death.8
Apoptosis of macrophages in atheromatous lesions favors formation of the 
¡°necrotic core¡± of the plaque, a structure associated with disruption of human 
atheromata and thrombosis. SMCs in the plaque manufacture most of the 
interstitial collagen that lends tensile strength to the plaque's protective 
fibrous cap; hence, SMC apoptosis can impair the cap's integrity.9 Fracture of 
the fibrous cap causes most fatal acute myocardial infarctions in humans. Thus, 
sensitization of macrophages and SMCs to apoptosis by hypoxic conditions could 
contribute to the thrombotic complications of this disease.
Does Hypoxia Promote Plaque Proteolysis?
Proteolysis drives dissolution of the plaque extracellular matrix. Accelerated 
catabolism of extracellular matrix constituents likely contributes decisively to 
plaque evolution and complication. Outward remodeling (also called compensatory 
enlargement)¡ªcharacteristic of arteries that harbor growing atheromata¡ªrequires 
reshaping of the extracellular matrix, a process that probably involves both 
elastolysis and collagenolysis. The penetration of microvessels from the 
adventitia into the plaque likewise requires digestion of extracellular 
matrix.10 Excessive degradation of collagen may predispose toward plaque rupture 
by decreasing the collagen content of the plaque's protective fibrous cap. The 
catabolism of nonfibrillar collagen in the basement membrane of the arterial 
intima may set the stage for superficial erosion of the endothelial 
monolayer¡ªanother common mechanism of thrombosis complicating human 
atherosclerotic plaques¡ªby altering the subendothelial matrix, thereby 
sensitizing these cells to death by anoikis.
Hypoxia may regulate the enzymes involved in catabolism of the plaque's 
extracellular matrix in several ways. Hypoxic conditions may augment the 
activity of matrix metalloproteinases (MMPs), a family that includes 
interstitial collagenases that weaken the fibrous cap and gelatinases capable of 
catabolizing nonfibrillar collagen, to which endothelial cells adhere.11¨C13 
Hypoxia-induced MMP-7 may participate critically in atherothrombosis. In 
addition to directly contributing to extracellular matrix remodeling, this 
metalloproteinase can elicit proatherogenic molecules such as tumor necrosis 
factor ¦Á (TNF-¦Á),14 and promotes thrombogenicity by degrading tissue factor 
pathway inhibitor.15 In a recently recognized novel twist, MMP-14 can augment 
HIF-1 activity by a non-proteolytic mechanism and increase macrophage ATP 
production, simulating hypoxic alterations in glucose metabolism.16
In addition, the drop in pH in hypoxic portions of plaques in lesions favors the 
activity of lysosomal hydrolases.17 Notably, cysteinyl elastases¡ªsuch as 
cathepsins S, K, and L¡ªlocalize in plaques and contribute to lesion evolution.18 
These potent elastases may participate in remodeling of arteries during 
atherogenesis, among other functions.8 Thus hypoxic regulation of proteolytic 
activity may have multiple consequences for plaque evolution and complication.
Hypoxic Conditions May Incite Inflammation in Plaques
Hypoxia can foster the formation of proinflammatory cytokines and leukotrienes, 
and activate Akt (Figure).3,12 Ultimately, hypoxia and inflammation conspire to 
promote the evolution and clinical complications of atherosclerosis.
Lipid Accumulation
Mononuclear phagocytes subjected to hypoxia accumulate triglyceride, due to 
increased production of, and from reduced oxidation of, fatty acids.3,19 
Augmented expression of stearoyl-coenzyme A desaturase (SCD-1) may promote fatty 
acid synthesis in hypoxic mononuclear phagocytes. In this issue of Circulation 
Research, Parathath and colleagues show that hypoxic conditions augment cellular 
content of sterols as well as triglycerides. They implicate both increased 
production due to augmented hydroxymethylglutaryl coenzyme A (HMG-CoA) 
expression and decreased efflux mediated by ATP-binding cassette A (ABCA1) 
function.20 Thus, hypoxia modulates the metabolism of both triglycerides and 
sterols¡ªlipids that accumulate in macrophage foam cells, a hallmark of 
atheromata.
Implications of Plaque Hypoxia
Increased recognition of the low oxygen tension in regions of atheromata and its 
metabolic consequences has considerable implications for contemporary 
atherosclerosis research. In vitro experiments indubitably have advanced the 
understanding of mechanisms relevant to atherogenesis. Yet, most studies 
cultivate SMCs and macrophages under normoxic conditions. Our usual laboratory 
culture conditions strive to buffer the pH to maintain neutrality. Normoxia and 
pH 7.4 represent conditions far afield from those found in regions of the 
atheroma. Moreover, much contemporary experimental work in atherosclerosis 
relies on the use of mice. Due to their smaller size, mouse lesions may harbor 
less hypoxia than their human counterparts. While exceedingly informative, 
studies of cultured cells and of mouse atheromata should be considered in light 
of these important differences with conditions pertaining to human plaques.
Increased recognition of plaque hypoxia also has some pathophysiological 
implications, beyond these technical experimental points. The great German 
biochemist Otto Warburg described overutilization of glucose by cancer cells and 
constructed a unified theory of cancer related to some of the metabolic 
consequences of hypoxia. Warburg's unitary view vastly oversimplified the 
complex and multifactorial diseases lumped together as ¡°cancer.¡± Our concepts of 
the pathogenesis of atherosclerosis have likewise witnessed similar cycles of 
enthusiasm for specific mechanisms: bland lipid storage, mechanical injury, 
neoplastic-like SMC proliferation, oxidative stress, and inflammation. Hypoxia 
now garners recognition as a modulator of mechanisms that drive atherogenesis 
and its clinical consequences. Although Warburg's scientific insight stands, his 
monomaniacal view of cancer has fallen. We need to recognize that no one 
instigator or pathway explains atherogenesis in its full complexity. We stand to 
learn more about the disease, and have a greater chance of mastering it, if we 
appreciate its multifactorial mechanisms, including hypoxia.
Footnotes
The opinions expressed in this article are not necessarily those of the editors 
or of the American Heart Association.
Correspondence to Peter Libby, MD,
Division of Cardiovascular Medicine, Department of Medicine, Brigham and Women's 
Hospital, Harvard Medical School, 77 Avenue Louis Pasteur, NRB741, Boston, MA 
02115.
E-mail: plibby@rics.bwh.harvard.edu
Tension in the Plaque: Hypoxia Modulates Metabolism in Atheroma | Circulation 
Research
https://www.ahajournals.org/doi/full/10.1161/res.0b013e31823bdb84
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